Archive for November, 2010

Got Employer Stock?

Monday, November 29th, 2010 by Cass Chappell, CFP®

How to take advantage of Net Unrealized Appreciation (NUA) in a 401(k) Employer stock inside a 401(k), or other tax-deferred employer sponsored retirement plan, is quite common for employees of large publicly ... more »

The Fiduciary Standard – Peace of Mind for American Investors

Wednesday, November 17th, 2010 by Cass Chappell, CFP®

“We must hold ourselves strictly accountable. We must provide the people with a vision of the future.” - Barbara Jordan One part of the recent Dodd-Frank Bill (a.k.a. Financial Regulation) required the ... more »

A Lesson You’ll Bond With—Part 3

Monday, November 8th, 2010 by Charles Mayfield, CFP®

"Bond Risks" Bond Basics—Part 1: Bond Pricing—Part 2: Welcome or our final chapter of Bond Basics!  As investors, we tend to assign less risk and more safety to these types of investments.  ... more »

A Lesson You’ll Bond With- Part 2

Monday, November 1st, 2010 by Charles Mayfield, CFP®

"Bond Pricing" As CERTIFIED FINANCIAL PLANNER™ professionals, our goal is not only to provide sound investment advice and services, but also to educate our clients, providing them will a full understanding of ... more »