Dodd-Frank « Atlanta Planning Guys

Posts Tagged ‘Dodd-Frank’

The Fiduciary Standard – Peace of Mind for American Investors

Wednesday, November 17th, 2010 by Cass Chappell, CFP®

“We must hold ourselves strictly accountable. We must provide the people with a vision of the future.” - Barbara Jordan One part of the recent Dodd-Frank Bill (a.k.a. Financial Regulation) required the ... more »

Tags: Dodd-Frank, Fiduciary Standard, FinReg, Registered Representative, RIA
Posted in Financial Planning | No Comments »

Making Sense of FinReg

Thursday, August 19th, 2010 by Cass Chappell, CFP®

Late this July, President Obama signed the Financial Regulation (FinReg) bill into law, the largest reform of Wall Street since the New Deal. The nearly 900 page piece of legislation is ... more »

Tags: Big banks, Broker-Dealer, Consumer Financial Protection Bureau, consumer safeguards, Dodd-Frank, fiduciary standards, Fin-Reg, Financial Reform, Financial Regulation, financial responsibility, Reform, SEC, TARP, Wall Street
Posted in Financial Planning | No Comments »

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